I founded an FCA compliance consultancy in 2007, incorporating as Regulatory Services in 2009.

The company is retained to deliver regulatory support and compliance review services to clients who are usually Investment or Mortgage advisers, or Consumer Credit firms.

I have experience of 30 years within financial services management, mainly in the fields of compliance, training & competence and once practiced as an IFA.

I am CII qualified, hold fellowship of the IOEE and my company is a member of the Association of Professional Compliance Consultants.

My work can be as a ‘one-off’ project but more often I am retained to provide ongoing support; e.g. advising firms or individuals on their risk mitigation management and their compliance systems and controls, but also project manage firms' applications to become directly authorised, change of control, variation of their FCA permissions etc. and implementing the change that comes out of this.